NISM Series VI: Depository Operations Certification – Complete Guide

NISM Series VI: Depository Operations Certification – Complete Guide

If you are planning to build a career in the Indian financial markets, obtaining the NISM Series VI: Depository Operations Certification is a valuable step. This certification is conducted by NISM (National Institute of Securities Markets), which operates under the guidance of SEBI (Securities and Exchange Board of India). The exam aims to ensure that professionals working in Depositories, Depository Participants, Brokerage Houses, and Back-Office operations possess essential knowledge and skills related to settlement, clearing, account opening, and securities transfers.

For students, job seekers, traders, and aspiring finance professionals, this exam is especially important because many brokerage firms and investment intermediaries require NISM Series VI as a mandatory certification for employment. To help learners prepare smartly and confidently, CrackCertify.in offers mock tests, study notes, video lectures, and complete exam preparation courses that closely follow the NISM exam format.

About NISM Series VI: Depository Operations Certification

The NISM Series VI Certification focuses on the functioning of depositories, securities dematerialization, rematerialization, account opening, settlements, and regulatory framework. It helps learners understand how the backend of the securities market operates.

Who Should Take This Exam?

• Back-office executives in stockbroking firms
• Depository Participant (DP) staff
• Finance and commerce students
• Equity dealers and support staff
• Individuals preparing for capital market roles

Key Benefits of This Certification

• Enhances career growth in brokerage and securities operations
• Required for many market intermediary job roles
• Improves understanding of market settlement systems
• Builds professional credibility and trust in the industry

Exam Highlights (Quick Facts)

Feature	Details
Exam Name	NISM Series VI: Depository Operations
Conducted By	NISM (Established by SEBI)
Mode of Exam	Online (Computer-Based)
Number of Questions	100
Maximum Marks	100
Passing Marks	60% (60 Marks)
Negative Marking	No Negative Marking
Exam Duration	2 Hours
Exam Fees	₹1,500 (subject to change by NISM)
Certificate Validity	3 Years

Eligibility Criteria

There is no minimum educational qualification required to take this exam.
Anyone can apply:

• Students in college aiming for finance careers
• Job seekers targeting capital market roles
• Working professionals in stockbroking & depository operations
• Self-learners and traders interested in understanding back-end processes

Syllabus & Topics Covered

The official NISM Series VI syllabus includes:

1. Introduction to Depository System
2. Overview of Securities Market
3. Actors in the Depository System
4. Dematerialization process
5. Account Opening and Documentation Requirements
6. Transmission & Nomination
7. Pledge and Hypothecation
8. Settlement Process and Clearing Corporation
9. Risk Management and Regulatory Compliance
10. Investor Rights, Grievance Handling & SEBI Guidelines

Important Focus Areas

• KYC process and account types
• Transfer and transmission rules
• Corporate actions and instructions handling
• Risk management and compliance framework

How CrackCertify Helps:
CrackCertify provides topic-wise notes and mock tests designed exactly on the NISM syllabus so learners can understand concepts and practice real exam pattern questions effectively.

Exam Pattern

• The exam consists of 100 MCQs
• Each question carries 1 mark
• No negative marking, so attempt all questions
• Available in English at designated test centers or online testing labs

Time Management Tips

• Start with easy conceptual questions
• Leave lengthy scenario-based questions for second round
• Don’t leave any question unanswered because there is no penalty

Registration Process (Step-by-Step)

1. Visit the official website: https://certifications.nism.ac.in
2. Create your account (if new) and log in.
3. Select NISM Series VI Depository Operations Exam
4. Choose test center and exam date.
5. Pay the exam fee online.
6. Download the hall ticket and appear for the exam.

CrackCertify helps aspirants prepare before booking the exam so they feel confident and ready.

CrackCertify Course Offerings

CrackCertify provides a complete preparation solution:

• HD Video Lectures (concept clarity for beginners)
• Detailed Study Materials (PDF Notes)
• Topic-wise MCQs
• Full-Length Exam Simulation Mock Tests
• Instant Score Analysis and Explanations
• Lifetime Access to Course Dashboard

This makes your preparation structured and efficient.

Fees Structure

Description	Price
Official NISM Exam Fee	₹1,500 (Pay to NISM)
CrackCertify Study Course + Mock Tests	Starting ₹299 to ₹999 (depending on bundle)

CrackCertify often offers discounts and combo packs, making preparation affordable.

Career & Job Prospects

After clearing NISM Series VI, candidates can work in:

• Brokerage Firms
• Depository Participants (DPs)
• Banks offering Demat Services
• Back-office and operations departments

Job Roles

• DP Support Executive
• Back Office Market Operations Executive
• Equity Dealer Support
• Compliance and Settlement Desk Officer

Salary Range

Freshers with this certification can earn ₹2.2 LPA to ₹4.5 LPA, and experienced professionals can grow beyond ₹6–8 LPA.

Preparation Tips

• Study 1–2 hours daily consistently
• Revise KYC, Account Opening & Settlement topics multiple times
• Attempt minimum 5 full-length mock tests before exam
• Use CrackCertify’s analysis to identify weak areas

Mock tests play a huge role in boosting speed, accuracy, and confidence.

FAQs

1. Is this certification mandatory for stock market jobs?
Yes, many brokerage and DP roles require it.

2. How many attempts are allowed?
Unlimited, but each attempt requires paying the exam fee.

3. How long should I prepare?
With proper notes & mocks, 7–15 days are enough.

4. What happens after the certificate expires?
You must re-appear for the exam to renew it.

5. Can beginners take this exam?
Yes, absolutely. No prior experience is required.

Conclusion

The NISM Series VI Depository Operations Certification is one of the most valuable credentials for those entering the financial markets. It opens doors to jobs in brokerages, DPs, and financial service firms. With the right preparation strategy and mock test practice, clearing this exam becomes easy and achievable.

Start your NISM preparation today with CrackCertify’s comprehensive course and mock tests.
Boost your confidence. Improve your score. Achieve your certification.